ARTEMIS RECRUITMENT CONSULTANTS LIMITED
FINANCIAL ADVISER (SELF-EMPLOYED) - LOCKINGTON
FINANCIAL ADVISER (SELF-EMPLOYED) - LOCKINGTON at ARTEMIS RECRUITMENT CONSULTANTS LIMITED, based in LOCKINGTON. This is a permanent role with hybrid working.
- Pay
- Not given by the employer
- Hours and contract
- Permanent · Hybrid
- Location
- LOCKINGTON
- Closing date
- Sector
- Finance & Accounting
Reference jobs/financial-adviser-self-employed-lockington
About the role
Your details are being submitted. This may take up to 30 seconds so please be patient. Thank you
FINANCIAL ADVISER (SELF-EMPLOYED) - LOCKINGTONLOCKINGTON
11/10/2026
Self-Employed Package
Ref: #3653158
Our client is looking to welcome a Financial Adviser into their team, to advise clients as appropriate to their circumstances and objectives. This is a self-employed position, working for our client based in Lockington - hybrid working is available.
Specific responsibilities
- Prospecting and contacting potential clients in accordance with the firm’s business plan
- Making sure sufficient client information is obtained before any recommendation is made
- Making sure you follow relevant advice and sales procedures at all times
- Making sure portfolios are managed in accordance with the client’s mandate, objectives and the firm’s investment proposition
- Undertaking appropriate product and market research
- Making sure suitable recommendations are made at all times
- Making sure all supporting documents are maintained
- Making sure all clients are contacted in accordance with the agreed level of services offered
- Making sure clients receive relevant documentation in a timely way
- Dealing with client queries in an efficient and timely manner
- Ensure that client’s are treated fairly, in line with “TCF” principles
- Ensure that you can identify clients who are in vulnerable or potentially vulnerable circumstances, in order to treat them fairly, and provide appropriate advice and adapt the services/advice provided accordingly.
- Making sure a current statement of professional standing (SPS) is held at all times
- Making sure relevant CPD is maintained and recorded accurately
- Maintaining all standards of performance as required by the firm
- Obtaining and maintaining the level of competence as required by the firm
- Maintaining standards to ensure your remain “Fit & Proper” for the role
General responsibilities
- Making sure you follow the firm’s compliance processes and procedures at all times for example; T&C, complaints, financial crime, anti-money laundering, anti-bribery, data security, data protection, conflicts of interest, inducements, record keeping, best execution etc.
- Responding to all Compliance department requests on time
- Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times
- Having a positive culture attitude at all times
- Keeping up to date with relevant regulatory, product, legislative and technical requirements
- Making sure all client contact is carried out in a professional and courteous way
- Making sure all client files are compliant on an ongoing basis
- Making sure all client records are retained in line with the firm’s Data security / data protection / record keeping policy
- Liaising with admin support, Paraplanners, and other team members as appropriate
Relevant experience, skills and knowledge
We expect an individual performing this role to have the following Experience, Skills, and knowledge:
- A good understanding and knowledge / awareness of relevant legislation that affects our industry/profession
- The ability to take on and understand the environment we operate it, and the issues this raises
- Good written / oral communication skills
- General IT skills
- Ability to compile reports
Qualification requirements
We expect an individual in this role to hold the following qualifications:
- The minimum level is “level 4” Diploma with the aim of achieving Chartered status
If you are interested in this position, please email your CV to [email removed]
Apply for this job
Ready to start your Artemis Journey?
Ready to find your next role?
We are ready to support your journey, guiding you through the job market and industry. We will be there every step of the way!
See our Current RolesReady to see some great CVs?
We’ll connect you with top-tier talent that fits your business - fast, confidential, and hasslefree.
See our TestimonialsLet’s talk today!
Want to speak to us? Talk to one of the team today about what you are looking for!
Contact us TodayReference: jobs/financial-adviser-self-employed-lockington · Posted 2 weeks ago · Closes 17 Nov 2026 · Listed via ARTEMIS RECRUITMENT CONSULTANTS LIMITED
Apply for this job
This role is listed via ARTEMIS RECRUITMENT CONSULTANTS LIMITED. Applications are handled on the employer's site.
Apply on employer siteOpens the employer's website in a new tab.
Signed in? Every job you apply for counts toward your weekly goal and badges. How it works
Safe applying: a genuine employer will never ask you to pay for a DBS check, training or equipment, or move you onto WhatsApp before you are hired. If this listing does, report it and do not pay anything.